Corporate Governance and Compliance

D. Lee Heavner - Headshot

D. Lee Heavner

Managing Principal, Los Angeles

I supported our expert Ronald Gilson by examining the allegations regarding the dealings between Alliance Capital and Enron. We reviewed the rules and procedures governing Alliance Capital’s investment team. We also supported expert Laura Starks in her evaluation of ACM’s internal controls on its investment process and showed that ACM’s practices were consistent with industry norms.
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